Provides regulatory compliance, operational risk management, anti-money laundering, and business consultancy and support to financial and non-financial service businesses either during their pre-licensing and/or post-licensing stages.
Compliance Solutions with a difference
Team ADL is comprised of members who are former regulators and/or industry professionals which means, in short, we have been there. Our diverse team has the depth and breadth of expertise to provide licensed firms with efficient, yet cost effective support. ADL has attracted a highly-skilled group of professionals who are fully resourced to deliver first class, timely and accurate deliverables to our clients.
As consultants, Team ADL understands we are “invited guests” who must be positive, supportive and empathetic, especially when offering advice that is, as with most change, at times difficult to hear. It is for this reason, that ADL hires talented and experienced professionals with a track record of building long-term relationships. ADL takes great pride in being viewed as trusted and results-driven advisors who seamlessly integrate into our clients’ teams.
In addition, Team ADL fully understands that we must handle the confidential nature of information that we become privy to in the compliance process with the high degree of discretion and professionalism that such a role demands.